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HUMAN RIGHTS AND PRIVATE
CORPORATIONS: Sophie van Bijsterveld* IV
C 2 1 Introduction The applicability of human
rights to private parties, including private corporations, is a theme of
doctrinal constitutional interest. The basic question is whether standards
which are meant to function in the relationship between the private individual
and the state, and which guarantee the private individual rights vis-à-vis the
state are also applicable in relationships between private individuals, and, if
so, which legal techniques can be used to construe such an application. Of
particular interests is how courts, confronted with these questions, contribute
to the development of the law in this field. In the Netherlands, the doctrinal
debate on these issues reached its height in the 1970s and 1980s. It coincided
with the adoption of a new Constitution in 1983. This Constitution came into
force after a process of general revision, the first proposals of which were
introduced in Parliament in the second half of the 1970s. The revision was of
particular importance in the field of human rights. While these questions remain relevant, the social and legal
contexts in which these questions appear have undergone a significant change in
recent decades. One factor of importance is the changing role of the state in
the development of law. Traditionally, in the Netherlands, the Legislature is
the preeminent lawmaker. Not surprisingly, the Constitution of 1983 likewise
attributes a strong role to the national (parliamentary) Legislature. Awareness
of the limitations of the regulatory power of the state has, however,
manifested itself and opened the door to alternative approaches. This also
influences the debate on human rights and private corporations. Another important factor is the increased role of
international law within the national legal order. In terms of this study, it
is of interest that in the formulation of international human rights standards,
the relevance of private parties, notably corporate entities, is more evident
than in national human rights guarantees. It is further reflected in the
responsibility of the national state under international law to ensure human
rights in private (corporate) contexts. Third, the human rights discussion itself has progressed.
This is particularly apparent in the manner in which the various actors,
whether private groups or persons or public bodies, are involved in the human
rights debate and the role they are perceived to play by others. Fourth, not only has their been a natural shift in the
interest in particular human rights in private corporations, the discussion is
currently framed in a much broader context of that of corporate social
responsibility and ethical entrepreneurship. This essay analyses and
discusses the developments in the legal debate on the applicability of human
rights standards to private corporations in the Netherlands. Although the focus is on the Netherlands, it
is not easy to isolate the topic from the broader discussion of human rights
and multinational enterprises. General features of the latter discussion will,
therefore, resonate throughout this essay as well. 2 Human Rights and Private Entities B The Emergence of the Theme The general revision of the
Constitution in 1983 provided an important impetus for the debate on human
rights and their application to private parties.[1]
The revision, the run-up to which started in the 1950s with the establishment
of an advisory committee in this field, was actually set in motion in the
mid-1970s. As became clear in an early stage, the Constitution would be
of special importance for the protection of fundamental rights.[2]
The changes introduced to the Constitution consisted of an update and
reformulation of fundamental rights to meet modern demands, the introduction of
new rights, and the systematic incorporation of social rights in the
Constitution. Furthermore, the fundamental rights were regrouped and combined
in one chapter, the first chapter of the Constitution. Of paramount importance was also the elaboration of the
theory and principles of the protection of constitutionally guaranteed
fundamental rights. These principles and theories were agreed upon in the
process of adoption between Parliament and government and were implicitly
incorporated in the text. They were not actually explicated in the Constitution
itself. For the present purpose of
identifying the significance of the Constitution for the applicability of
fundamental rights standards to private entities, two specific dimensions of
this doctrinal discussion are important. First, the Constitution
introduced a strict system for restricting fundamental rights, by specifying
the competent body for the restriction of fundamental rights, by defining
purposes to be met by the restriction and/or the introduction of specific
procedures to be followed.[3]
The Legislature plays a crucial role in this respect. In some instances, the
Constitution actually assigns the Legislature the task of regulation. Article
10, for instance, states: A1. Everyone shall
have the right to respect for his privacy, without prejudice to restrictions
laid down by or pursuant to Act of Parliament. 2. Rules to protect privacy shall be
laid down by Act of Parliament in connection with the recording and dissemination
of personal data. 3. Rules concerning the rights of
persons to be informed of data recorded concerning them and of the use that is
made thereof, and to have such data corrected shall be laid down by Act of
Parliament.@ The Act of Parliament implementing
this provision, the Data Protection Act, applies to public authorities and
private parties alike.[4]
Even if the Constitution does
not contain an actual assignment to the Legislature, many areas of fundamental
rights protection are inconceivable without the stabilising hand of the
Legislature. The right to association, for instance, is not feasible without
legislation on legal entities. Thus, the role of the Legislature is twofold: to
set out and shape the fundamental rights concerned and to restrict them, in
creating a legal structure and defining rights and duties for the constituting
parties. In doing so, the third-party application comes to the fore. Moreover,
even if the Constitution does not necessarily imply further regulation, the
Legislature has turned to implementing the Constitution. Thus, as a sequel to
Article 1 of the Constitution, which guarantees equal treatment and
non-discrimination, a General Equal Treatment Act has been established.[5]
This Act is applicable to public and private parties as well, in particular
corporate entities. The role of the Legislature in this field is accentuated
through such mechanisms as the ban on judicial review of parliamentary
legislation on its constitutionality (Article 120 Const.). This means that the
Legislature is the first and foremost authority with respect to the
interpretation of constitutionally guaranteed fundamental rights. The stress on
the Legislature as the competent authority has led to a flow of new and revised
legislation. It must be said that increasingly these areas are gaining a
European dimension as well in that, in whole or in part, these laws are also
meant to implement European Directives.[6] So far, we have mentioned only classic fundamental rights.
Obviously, social rights are of importance as well. Thus, Article 19(1) of the
Constitution makes the promotion of sufficient employment a concern of the
authorities. The second section states that Arules
concerning the legal status and protection of working persons and concerning
co-determination shall be laid down by Act of Parliament.@
The third section continues with the recognition of the right of every Dutch
national to a free choice of work Awithout prejudice to the
restrictions laid down by or pursuant to Act of Parliament.@ The Constitution makes it the Aconcern
of the authorities to keep the country habitable and to protect and improve the
environment@ (Article 21) and requires
the authorities to take steps Ato promote the health of the
population@ (Article 22). These
provisions clearly imply public authority activity also with respect to private
corporations. Second, the doctrinal debate on fundamental rights in the
context of the revision of the Constitution also more directly concerned ADrittwirkung@, the private-party
application of fundamental rights. In short, private-party application was
accepted and, in singling out how such an application could be legally
construed, five options were distinguished. These ranged from the explication
of rights and duties in a private (corporate) context through the explicit
interference of the Legislature to application by the courts. This judicial
application was seen to take place through the interpretation of general and
vague concepts (for instance, that of a Agood employer@). The courts could also conclude that the recognition
that a fundamental right constituted an Aindependent legal
interest@ that needs to be taken into
account in balancing private parties= interests. Such a
right could also present itself as an interest that can only be departed from
on the grounds of other weighty circumstances. Finally, a fundamental right
could be perceived as a right that should directly be applied and for which the
grounds for constitutional restriction need to be observed.[7]
Of course, this enumeration and the varying degrees of
private-party application are rather theoretical. Nevertheless, it does give an
idea of how the courts can, and, actually do, take into account fundamental
rights in private-party relationships. Attention was also paid to the reasons
underlying the desirability of private-party application of fundamental rights.
Thus, we can mention social-economic developments in general, the emergence of
powerful private conglomerates, technical developments, the fading of borders
between classic legal spheres, and the general increase in attention to human
rights after the Second World War.[8] Long before the debate on third-party application of
fundamental rights came to the fore, this application was a reality avant-la-lettre
and by and large took place along the line of the five degrees mentioned above.
In many fields of law, such as social law, especially working hours law and law
on working conditions, concerns that we would now label Afundamental
rights@ were given legal recognition
by the Legislature. Open notions in civil law such as Agood
employer@ played a role. Thus,
religious practices of employers, for instance, with respect to the observance
of holy days are and were taken into account. To illustrate this, the Supreme Court concluded in a
1984-ruling that the absence of a worker who was denied a day off to celebrate
an Islamic holiday, although she had asked for this well in advance, did not
constitute an Aurgent reason@ for dismissal on the spot.[9]
In reaching this conclusion, the court entered into a careful balancing of
interests of both the worker and the employer. In so far as they are not
regulated by law directly, these and other human rights related interests also
find expression in collective labour agreements. Privacy concerns, concerns of
conscientious objection, and freedom of opinion likewise feature in law. In
part, they will be regulated, in other cases courts will step in.[10]
Thus, a company who had a television circuit installed to monitor the workplace
was ordered by the court to remove this. The court, concluded that the employer
did not act as a Agood employer@ by using the television-circuit for reasons that were
not Amore important@ than those which he
had brought forth.[11]
The fact that corporations cannot act at will is also made
clear in the General Equal Treatment Act. The Act prohibits direct and indirect
discrimination Abetween persons on the
grounds of religion, belief, political opinion, race, sex, heterosexual or
homosexual orientation or civil status@ in a wide field of
societal relevant activities. It allows for making distinctions by way of
exception (for instance, if an indirect discrimination is objectively
justifiable, or if the corporation concerned is itself based on a religion or
belief). If it is likely that indeed such a distinction has been made, the
corporation must succeed in making plausible that the discrimination is
objectively justifiable or that the exception is indeed applicable. Thus,
allocating the burden of proof plays a role as well. This approach is also in
line with that of the Court of Justice of the EC in these matters. 3 Centrifugal Forces: The Changing role of the State The time in which the run-up
to the revision of the Constitution took place was one of predominant belief in
the steering capacity of the state and in the idea that society could be shaped
through law. This found expression in the strong role for the Legislature in
the Constitution, both with respect to shaping fundamental rights law and
restricting fundamental rights. In so far as the Alaw@ referred to in the Constitution was parliamentary law,
the Constitution had a strong centralising effect as well. As early as the1980s, a
widespread awareness had taken hold that classic regulation was not likely to
change society. As a steering mechanism, legislation had only little relevance.
The complexity of society and the dynamics of social processes simply asked for
other mechanisms of intervention. Deregulation became a focal point of
attention. The limits of state intervention had been reached. Budget cuts, less steering ambition, and the realisation that
society could not be shaped by law caused the state to Awithdraw@ from many policy fields, leaving more room for so-called
self-regulation. At a cultural and philosophical level, attention was asked for
the freedom of intermediary organisations in society to be able to operate
according to their own parameters instead of detailed bureaucratic regulation
by the state. These developments also left their mark in the field of
fundamental rights law and third-party application of fundamental rights.[12]
These combined developments stimulated the search for
steering mechanisms other than traditional command-and-control legislation.
Legislation was no longer seen as the most obvious tool for bringing about
change. Economic stimuli, covenants, and many other options were considered to
be at least as good. Furthermore, if regulation was contemplated, it should be
clear and focus on headlines. More room should be left to the Aself-regulatory@ powers of society. Self-regulation became a topic of interest. Such
self-regulation could be completely voluntary. It could also be welcomed and
stimulated by the state. Or it could be obligatory, conditioned. This also left
its mark in the field of third-party application of human rights. Some of the
great regulatory projects to implement the constitutionally guaranteed
fundamental rights took to self-regulatory tools. The Data Protection Act was a
first and foremost example of this. This Act introduced self-regulatory
mechanisms at various levels. First, it required corporations falling into the
category designated by law to establish a privacy regulation under the Act.
Second, it referred to voluntary codes of conduct. Third, in establishing
rights and duties, company policies, in the general sense of the word, are
implicitly required as a justification of concrete actions. These can play a
role in concrete cases in motivating one=s actions, in a way
analogous to what we have seen with regard to equal treatment law. In many
other fields, self-regulatory mechanisms were introduced, often combined with
low-threshold complaints mechanisms. This was the case, for instance, in the
field of commercial advertising as well. One step further was the liberalisation of policy areas.
Thus, the field of social law, traditionally heavily and densely regulated, was
liberalised. Working hours legislation was made more flexible. More generally,
labour law was eased, enabling private corporations to conduct a more flexible
human resource policy. Health and safety at work have remained important issues
for public policy and regulation. The way, however, these concerns found legal
expression changed as well. Instead of detailed regulation by the state,
systems of certification were introduced in which other bodies than the state
are involved in actual standard-setting and ensuring compliance and
enforcement. In the field of social security law, the state withdrew. Partly
for financial reasons (an overburdened system), partly for reasons of promoting
international competitiveness and allowing for dynamics and innovation, these
and other regulatory changes were carried through. The limit of the state=s regulatory and steering capacity in the classic sense
manifested itself even stronger. Environmental law, too, is relevant for our purpose. A fairly
new policy field, it has undergone similar influences as the policy fields
mentioned above. In the development of law, a debate has arisen about the role
the state should have in standard-setting and ensuring compliance and
enforcement. The question has also arisen in what way the state should retain
responsibility. The role of the EC in this
respect is also important, as is the pursuit of greater flexibility to enhance
competitiveness. The second dimension of the centrifugal forces to which the
national state was subject concerns the increased focus on international human
rights and the increased relevance of international human rights in the
domestic legal order.[13]
This is of special importance to the Dutch situation in view of the ban on
judicial review of parliamentary legislation on its conformity with the
Constitution. Especially because of the constitutional ban on review,
international fundamental rights, notably the European Convention on Human
Rights, occupy an important position; some results have been produced in this
area. Techniques of review at the European level thus find their way into Dutch
rulings and probably also influence the way in which the courts on fundamental
rights in general function. From the Dutch point of view, there are a few ways in which
internationally guaranteed human rights focus more on the role of corporations
than does national law. First, the formulation of internationally guaranteed
human rights is at first sight already clear in their relevance to enterprises.
For instance, rights to strike, rights to establish trade unions, and social
rights as guaranteed in the IVESC and ESC make clear that these find their
elaboration in corporate contexts and contexts of employerBemployee
relationships. Also more modern developments, such as the collective complaints
procedure of the ESC, in which NGOs and organisations of employers and
employees have a right to initiate proceedings, immediately focus our attention
on corporate contexts. The role of the ILO in the ESC and obligatory
consultative procedures involving employers and employees in the regular
reporting mechanisms make this all the more clear. Second, also other provisions make clear that the rights have
significance in horizontal relationships and that the State Parties have the
duty to guarantee them. Article 1 of the ECHR is an example of this. Third, case law of the ECHR
has made clear in many instances that the state has a duty to see to it that
fundamental rights standards are effectuated in third-party relationships.
Failure to do so may lead to the conclusion that the state has violated its
obligations under the ECHR. The Lopez-Ostra-ruling of the ECHR provides a good
example of this.[14] In this case, a Spanish case, a neighbouring resident of a
factory suffered from serious pollution. Public authorities had failed to take
effective measures. The ECHR concluded that the right to privacy guaranteed by
Article 8 ECHR had been violated. Another interesting feature of the rulings of the ECHR must
be mentioned in this respect. Many clauses allowing for the restriction of
fundamental rights require, among other things, that the restriction is
prescribed by Alaw@.
In its Barthold-ruling, the Court accepted that self-regulatory codes, such as
that of the veterinary profession, could be qualified as such if they are
recognisable and foreseeable.[15] 4 International developments at large Until recently, national law
and international law were separate fields of interest. This was true for the
academic profession as well as legal practice. It was also noticeable in the
field of human rights. Today, this has changed completely. International
developments at large influence national legal systems, and such developments
in a particular field of interest tend to be integrated in broader discussions
and developments at the national level.
This is also true for our area of interest, i.e., the application of
fundamental rights standards to corporate entities. From that point of view, the phenomenon of codes of conduct
for multinational enterprises deserve our attention. The 1970s saw a
burgeoning of such codes. In the context of the ILO, the ICC, and the OECD,
such codes were established. Attempts to establish such codes in the UN-context
were made but failed. These codes of conduct were
clearly focused on multinational enterprises, or transnational corporations. At
least in the Netherlands, the movements leading to their adoption took place
outside the focus of domestic human rights lawyers. At the particular time of
their establishment, furthermore, the soft character of these codes, and their
non-legally binding character did not stimulate an interest in these codes either.
The reason to establish these codes of conduct were not first
and foremost to promote human rights. These codes were to a large extent
established to facilitate economic activity. As multinational enterprises
interested in foreign investments needed safeguards for security, stability,
and financial reliability from host countries, guidelines were necessary to
outline rights and obligations. The background of the codes of conduct agreed
on within the OECD and debated upon within the UN are examples of this. Other
codes, notably the ICC-code, was primarily a pre-emptive strike by enterprises,
in view of a possible proposition of a labour-union-inspired code of conduct.
Some codes never came into being (the UN-code and the UNCTAD-codes) as the
ideological divide between countries and corporations (notably the divide
between the Western world and decolonialised countries) hampered the process. Nevertheless, the codes referred to are in many ways relevant
to human rights. References to human rights are contained in preambles, and
general references to the required respect of multinational enterprises for
human rights are found in the articles themselves. Furthermore, even in the
detailed prescriptions concerning fairly technical subjects, important human rights
dimensions feature, with respect, for example, to ownership and management, to
technology transfer, competition and trade practices. The codes also contain
provisions pledging respect for national culture. The latter type of
provisions, of course, maybe double-edged, as the cultures to be respected may
themselves not be favourably disposed to human rights. Finally, the codes
contain many provisions specifically dealing with human rights elements. This
is especially true with respect to the ILO-code. The various codes have been
updated and revised. This is particularly true with respect to the inclusion of
environmental concerns, and the notion of Asustainable
development@. Very recently, new rounds
of revisions have taken place.[16] Although predominantly
established outside the domestic limelight and often seen as primitive because
of their non-binding force, their adoption cast a shadow ahead for the future.
In the sphere of international law, the role and nature of law has always
differed to some extent from national law. However, the popularity of codes of
conduct and their place in law had not yet been discovered. In that, they were
ahead of their time. They provided a mechanism for debate and discussion on the
role of private corporations. They sometimes had soft-law complaints procedures
(in case of the OECD Code of Conduct). In a way, they foreshadowed the
non-confrontational approach. These codes of conduct were also interesting because their
content did not resemble international human rights treaties. The guarantees
for human rights protection were much more embedded in a broader context of
relationships between host countries and multinational enterprises. In a very general way, the development of these codes of
conduct is of interest to us for our present purpose. The codes stand on the
edge of the use of techniques of soft regulation, which would shortly after
also be used in national law. Furthermore, they are just prior to the time in
which national and international developments would become much more
connected. Human rights incidents
involving multinational enterprises caught international and national public
attention. This increased the awareness of the role of private corporations
with respect to human rights. Furthermore, the multinational enterprises
involved were often household names, had branches in our own country, and often
enjoyed a day-to-day consumer attention. At the same time, the powerful role of
consumers was being discovered. These developments brought the role of multinational
enterprises in the field of human rights more strongly into focus. Perhaps this
is also true for the use of corporate codes of conduct.[17] 5 The
Changing Perception of the Roles We are used to seeing the
progressive development of national and international human rights protection
in the perspective of various categories of human rights. Thus, we distinguish
classic civil and political human rights; social, economic, and cultural human
rights; and collective human rights. The first category of human rights is
traditionally seen as guaranteeing a sphere of non-intervention for the private
individual; the second, as obliging public authorities to take active measures,
and the third as securing rights to collectivities, such as national minorities
or rights to development or self-determination. It is clear that this
categorisation is far from precise. Furthermore, it has become clear in
doctrine as well as in the practice of courts that all rights elements of
government non-interference as well as government interference are needed.
Thus, the protection of privacy or the right to family life requires regulation
and active measures; the right to a clean environment also requires abstention
from activities as well as active measures. For our present purpose of analysing the application of human
rights standards to private corporations, another development is of great
importance. This concerns not so much the categorisation of human rights, but
the roles that the various actors play in the fields of human rights.
Over the last few decades, a fascinating change has occurred in the way the
roles of the various actors are perceived, nationally as well as
internationally. This needs a brief explanation.[18] In the first, classic, stage,
the human rights debate was specifically focused on the relationship between
government and private individual. It was entirely set in the dichotomy between
state and citizen. Human rights guaranteed the individual freedom vis-à-vis the
state or, in the case of social, economic, and cultural rights, vested claims
to government activity. In this stage, the application of human rights
standards to third parties was out of the picture, or at least regarded in
itself as controversial. In the second stage, society came into the picture. It was
realised that other relevant actors played a role. These were first and
foremost other power centres, such as private corporations. Other actors
manifested themselves as well, with NGOs gaining a more conspicuous profile,
both nationally and internationally. The difference with the previous stage
was, therefore, the awareness that other actors than the state were involved.
The difference with the previous stage was that society was important. ASociety@, however, were businesses
and NGOs. It was a sharp confrontational setting. That is, the legal
perspective heavily dominated. The debate was conducted in terms of Aprivate party@ application of human
rights standards. Furthermore, Asociety@
was divided into the bad (private corporations) and the good (NGOs). It
coincided with third-party application discussions and the international
awareness and role of multinational enterprises in the world. Also, the first
international codes of conduct were adopted. The third stage is also party marked by continuity and partly
by change. That is, society was still in the picture, except that the sharp,
legal-confrontational approach faded into the background, or, at least, was
enriched with another approach. Internationally, this
coincided with the fall of the Berlin Wall and the collapse of the communist
regimes. This was a time in which the international human rights debate was
also seen in the perspective of stark contrasts. Globalisation and
internationalisation became paramount and the role of the EU on the world stage
increased. Regulatory problems manifested themselves ever more strongly. The
role of the state and public authorities diminished, with the difference that
the strong confrontational element faded away and made room for a more
co-operative approach. It is this stage that we have now reached. The view
taken of the role of (multinational) corporations is much more nuanced. It is
the stage in which all actors have roles as guarantors and threats. This is
true for public authorities that guarantee fundamental rights but can also be a
threat to fundamental rights. The same is true for enterprises. Even the role
of NGOs is criticised, especially after the Brent Spar debacle in which Green
Peace afterwards acknowledged to have given inaccurate information. It is also
the time in which information technology plays a considerable role, both in
developing positive initiatives and in monitoring wrongs. This stage is marked by co-operation. It is seen that all
actors should work together whether they are government, enterprises, NGOs or
even private individuals. In the international sphere, this is clear for the
increased role of NGOs in semi-(in)formal monitoring and complaints mechanisms
(OSCE). Indeed, we see completely new initiatives such as covenants, in which
all parties work together. It is true, of course, that all actors have their
own role to play.[19]
Codes of conduct, whether established in a setting of international
organisations or of private corporations, are often published on the Internet.
With these codes, private corporations also express their company profile; they
become part of the company=s identity. In the most recent Dutch ANota Mensenrechtenbeleid@[20] [Human Rights Policy
Paper], which gives an overview of the Dutch government=s
human rights foreign policy, it is reflected very clearly how this co-operative
approach can take shape both in a bilateral and in a multilateral context. This
is in line with the policy mood at the national level as well: both are
oriented towards setting Aagendas@
for fundamental rights protection and towards getting the relevant actors
involved in a positive way. These three stages are not replacing one another, but every
new stage forms an addition to the previous one. All the approaches, therefore,
continue to play a role. Thus, the overall picture has become more diverse. 6 Corporate
Social Responsibility: The Changing Focus in the Human Rights Debate The field of human
rights is a dynamic field. With the changing of the times, some human rights
issues fade into the background. Other issues gain importance. Thus, for
instance, in private contexts, with regard to freedom of opinion, it is not
political opinions as such that are an issue. What has become an issue now is
that of whistle blowing. And indeed, legislation is seen as important and is
being initiated in this field. In the field of privacy, there are developments
too. Whereas, in the 1980s, camera surveillance of the work force was
challenged, now questions arise as to how far employees may use Internet and
e-mail for private purposes during work time or on the computer at their work. A few decades ago, the integration of
women in the workforce was important; now attention has extended to age
discrimination and the integration of handicapped persons. The integration of
immigrants into the workforce is another area of concern. These are only a few examples
of how the focus can change. With the liberalisation of services and the
importance of fair competition and public tendering, integrity screening of
companies has become important and legislation has been initiated in this
field. This has also been criticised, expressly in view of the privacy
protection of those involved. Whatever subtle developments and shifts
in attention take place, and however difficult it is to qualify them
unilaterally and unequivocally as Aprogress@,
quite recently an altogether different perspective has set the tone for the
debate on the applicability of human rights standards to private corporations.
This is in line with what we have above called the third stage of development
of the debate. The debate has made
clear that the issue of applicability of human rights standards exceeds that of
policies of national governments alone. Nor can it be simply transferred to
international organisations or left to the initiatives of a (multinational)
enterprise itself. It is clear that much more needs to be done. Each of the
parties have their own role to play. However, efforts must be combined and
co-operation is needed. Information technology has given an
enormous impetus to the formation of partnerships. We can think of recent initiatives
such as the AGlobal Compact@ initiative of the General Secretary of the UN.[21]
The current debate is
phrased in terms of social responsibility of enterprises and ethical
entrepreneurship. The concerns of private enterprise are summarised in the
so-called ATriple P@–
concept: APeople@, APlanet@, AProfit@. The Dutch government assigned the Social
and Economic Council [SER] to advise on the social responsibility of
enterprises. This Council, in which government representatives, and
representatives of employers and employees are equally representated, issued
its report on ethical entrepreneurship under the title AThe
Profit of Values@ [De winst van waarden],
which clearly reflects this idea of co-operation.[22] Furthermore, it explicitly states that
ethical entrepreneurship is not simply an external obligation on private
corporations. Increasingly, it is seen as their Acore
business@. Even though it is clear
that private corporations are no charities, the idea is that values are
important for a corporation and that corporations have a social responsibility. In a way, one could say that it is
important from a PR- and marketing point of view, as consumers are increasingly
aware of this. As to the social elements, these ideas seem to be in tune with
modern management techniques, which discard classic hierarchical relationships
between employers and employees and are formulated, much more, in terms of
human resource management. Good human resource management makes for more
motivated employees as well. Also on a more modest scale, these
developments cast their shadow ahead. A recent Green Paper of the European
Commission has been issued on the topic of social responsibility of
enterprises.[23] The Green Paper is intended to raise a
debate on the subject. In the issues, human rights are mentioned, but among
many. It is clear that the differences with social and environmental policy are
not substantial. Furthermore, it is clear from many references to other
initiatives how much the scene has changed; the Green Paper not only urged everyone
to give reactions, but also to come up with proposals. In its reaction to the Green Paper, the
Dutch Government is positive,[24]
saying that the stress is somewhat more on the people, and that the Aplanet@ should also be important.
Also, it emphasises that compliance and enforcement need to be given further
thought. These recent developments clearly show
that the role of national states in this field has changed dramatically. All
actors may have their own responsibilities and their own interests, but these
may result in joint concerns and leave room for co-operation in this field. 7 Conclusion The last few decades
have seen an enormous development in theory and practice of the applicability
of human rights standards to private corporations. Applicability of human
rights standards to private corporations is no new phenomenon. With the
development of labour law and, more generally, social law, human rights
standards found implementation in corporate contexts. However, the development
and application of such standards initially was not seen in this context. What
is new is that, especially since the 1970s, applicability of human rights
standards to private corporations has become an issue in its own right. In the
Netherlands, this coincided with the run-up to the revision of the
Constitution, which took place in 1983 and placed the doctrinal elements of the
debate in sharp focus. In the 1980s, the tone of the debate and
the way human rights standards were actually developed took a different turn.
The awareness that the state=s ability to shape and steer
society was limited grew stronger. Moreover, it was clear that steering society
through traditional command-and-control legislation was specifically
problematic. Steering ambitions were toned down. State withdrawal, deregulation,
and self-regulation became popular notions. In the Netherlands, this strongly
affected the way important fields of law, such as data protection law, social
law, and environmental law were, structured. This immediately had its effects
on the way human rights standards in private corporate contexts took shape. In the 1990s, internationalisation, Aglobalisation@, again, put the
debate in a different context. Internationalisation placed the major
international human rights treaties firmly in the centre of attention. This is
true also for the international codes of conduct for enterprises, which had been
updated in recent years. Information technology provided a stimulus for
information exchange in the field of human rights as well, and has certainly,
directly as well as indirectly, contributed to the dynamics in this field. In
their social and economic dimensions, IT-related developments were also
important. Liberalisation of markets, the economic impetus, and the awareness
of its potentially positive but also negative effects, again, affirmed the
important relation between private corporations and human rights. The reality
of the growing significance of the EC exercised its influence in this field, in
that many of the policy areas relevant to our purpose became fields of EC
activity. Furthermore, the EC has taken various initiatives which more directly
address the position of corporate entities in relation to human rights. The latter set of
developments makes it also more difficult to qualify or even designate the
particularly Dutch perspective. It is more appropriate to say that
current developments in the Netherlands form part of a larger European and even
worldwide movement, in which international organisations, governments, and Aorganised civil society@
all take part in an effort to improve social and environmental conditions.
Private enterprises themselves are more and more seen as Apartners@ in further shaping policies and practices, instead of
merely Aobjects@ of
policies and regulations. Characteristically, with the diminishing exclusivity
of the role of the state, a wide variety of international, governmental, and
non-governmental initiatives take place simultaneously and are, at least in
part, in a process of linking up together. The nature of the
development we are currently witnessing is such that the specificity of Ahuman rights@ standards is somewhat fading
into the background. Social policies, environmental policies, personnel
management, and ethics more generally are equally important and have an equally
important status in the debate. It is important to
notice that the various stages in the development add to the previous ones, and
don=t replace them altogether. Thus, a classic
command-and-control regulation still exists in the field of our interest,
corresponding with the classic roles of the state, the individual, and the
enterprise. AClassic@
conflicts exist in which courts will have to decide on the private-party
applicability of a particular fundamental right. This is also necessary.
Notwithstanding the positive direction of modern developments in the way the
relevant parties relate to each other and are committed to improving human
rights implementation, not all private corporations will share the same
positive attitude. Human rights
standards are no static entities and differences in opinion will always
continue to exist with regard to their precise content in given situations. This,
as well as the continuously changing contexts in which human rights need to
gain flesh and blood, necessitate ongoing discussion and debate. Not only must
we focus on the standards and the techniques through which they find legal
expression, but assessing compliance and establishing effective systems of
evaluation and enforcement will equally be a challenge for the future. Notes * Associate Professor of European and Public International Law,
Faculty of Law, Tilburg University. [1] More in general on the Dutch Constitution,
see Sophie C. van Bijsterveld, >The Constitution in the Legal Order of the Netherlands=, in E.H. Hondius (Ed.), Netherlands
Report to the Fifteenth International Congress of Comparative Law, Bristol
1998, Antwerpen: Intersentia Rechtswetenschappen 1998, p. 347B364. [2] In this essay, the words Ahuman rights@ and Afundamental rights@ are interchangeable. In line with (Dutch) usage, human
rights will be used to refer to the international context. Fundamental rights
will be used to refer to the rights guaranteed by the (Dutch) Constitution. [3] Generally speaking, the Legislature is the
competent body for restricting fundamental rights. ALaw@ refers to an Act of Parliament; the phrase Aby or pursuant to law@, the verb Aregulate@ the noun Arules@ refers to the competence of the Legislature to delegate
its power to make restrictions to fundamental rights. [4] This was formerly the Wet
persoonsregistraties; currently, the Wet bescherming persoonsgegevens.
This topic has a European dimension as well in that the current Act also
implements the European Data Protection Directive, a Directive that is aimed at
setting privacy standards to public and private bodies as well. [5] Article 1 Constitution: AAll persons in the Netherlands shall
be treated equally in equal circumstances. Discrimination on the grounds of
religion, belief, political opinion, race, or sex or on any other grounds
whatsoever shall not be permitted.@ For the English text of the General
Equal Treatment Act [Algemene wet gelijke behandeling], see the Website
of the Equal Treatment Commission, an independent complaints body, set up
under the Act, www.cgb.nl. Mention must be made of Article 13 EC, which
contains an equal treatment provision, and has served as the legal basis for
two Council Directives, to be implemented by the Member States. [6] Apart from the examples we have already
mentioned, the EC is involved in the creation of a legal framework for the
establishment of European legal entities. A European works councils Directive
is established. A Directive concerning the information and consultation of
workers is in the process of establishment. Furthermore, the EC is strongly
involved in the field of social law and environmental law (see further below). [7] Naar een nieuwe Grondwet ?
(Documentatiereeks, >s-Gravenhage
1968 ff. ), Ia, p. 16. [8] See S.C. van Bijsterveld, >Inleiding Hoofdstuk 1=, in A.K. Koekkoek (red.), De
Grondwet. Een systematisch en artikelsgewijs commentaar, 3de druk,
Deventer: W.E.J. Tjeenk Willink 2000, p. 60-61 (p. 45-62). [9] HR 30 maart 1984, AB 1984, 366. [10] For the role of the courts, see Fried van
Hoof, >International
Human Rights Obligations for Companies and Domestic Courts; an Unlikely
Combination?=, in Monique
Castermans-Holleman, Fried van Hoof, Jacqueline Smith (ed.), The Role of the
Nation-State in the 21st century: Human Rights, International
Organisations and Foreign Policy; Essays in Honour of Peter Baehr, Kluwer
Law International, Den Haag/Boston/London 1998, p. 47-59. [11] Pr. Rb. Roermond, 12 September 1985, KG
1985, 299. [12] See for a discussion of the consequences
and significance of Aself-regulation@ for fundamental rights protection,
H.R.B.M. Kummeling, S.C. van Bijsterveld (ed.), Grondrechten en
zelfregulering, Deventer: W.E.J. Tjeenk Willink 1997. [13] Courts have the power to review
legislation, including Acts of Parliament and even the Constitution, on its
conformity with, inter alia, self-binding treaty provisions. Article 93
states: AProvisions of
treaties and of resolutions by international institutions, which may be binding
on all persons by virtue of their contents shall become binding after they have
been published.@ Article 94 states: AStatutory regulations in force within the Kingdom
shall not be applicable if such application is in conflict with provisions of
treaties that are binding on all persons or of resolutions by international
institutions.@ [14] ECHR 9 December 1994, JB 1995, 67. [15] ECHR 25 March 1985, Series A, vol. 90. [16] See on the OECD code, S.C. van Eyk, The
OECD Declaration and Decisions concerning Multinational Enterprises. An attempt
to Tame the Shrew, Nijmegen 1995. See also Sophie van Bijsterveld, Willem
van Genugten, >Gedragscodes
voor het internationale bedrijfsleven: nuttig instrument of schild tegen
bindende verantwoordelijkheid?= in H.R.B.M. Kummeling, S.C. van Bijsterveld (ed.), Grondrechten
en zelfregulering, Deventer: W.E.J. Tjeenk Willink 1997, p. 105-125. See
also Michael K. Addo (ed.), Human Rights Standards and the Responsibility
of Transnational Corporations, The Hague: Kluwer Law International 1999. [17] For a recent survey, see Multinational
Enterprises and Human Rights, a Report by The Dutch Sections of Amnesty
International and Pax Christi International, Amsterdam/Utrecht, November
1998. See also, S.P. Kaptein, H.K. Klamer, Ethische bedrijfscodes in
Nederlandse bedrijven, 1991; De integere organisatie; het nut van een
bedrijfscode NCW, Den Haag. [18] See Sophie C. van Bijsterveld, >The Custodians of Human Rights B een oefening in diversificatie=, in Willem van Genugten, Ruud
Lubbers (ed.), De nieuwe rolverdeling in de zich ontwikkelende internationale
economische en juridische orde, Tilburg: Globus/KUB 2000, p. 53B60. [19] See for a dicussion, Willem van Genugten,
Ruud Lubbers (ed.), op. cit. (note 16). [20] Kamerstukken II, 2000 B 2001, 27 742, nr. 1. [21] For the AGlobal Compact@ initiative, see http://www.unglobalcompact.org.
See also the AEarth Charter@ initiative:
http://www.earthcharter.org. [22] SER, De winst van waarden, Advies
00/11, Den Haag: SER 2000. Also available in English, SER, Corporate Social
Responsibility: A Dutch Approach, Assen: Van Gorcum 2001. For a discussion,
see also J.G. Sijmons, >Verantwoord
ondernemen: SER-advies en kabinetsstandpunt=, in Nederlands Juristenblad 2001, p. 1114B1120. [23] Green Paper B Promoting a European Framework for Corporate
Social Responsibility, Com (2001)366, July 2001. The Green Paper contains a
series of references to relevant Websites as well. [24] Kamerstukken II, 2001-2002, 26485, nr. 21 (Maatschappelijk
verantwoord ondernemen). Cite as: Sophie van Bijsterveld, Human Rights and Private Corporations: A Dutch Legal Perspective, vol 6.4 ELECTRONIC JOURNAL OF COMPARATIVE LAW, (December 2002), <http://www.ejcl.org/64/art64-21.html> |
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